FNS50322 Diploma of Finance and Mortgage Broking Management

Master the technical expertise and leadership skills needed to manage high-performing broking teams.

COURSE DETAILS

Qualification Code: FNS50322

RTO Code: 91503

Course Name: Diploma of Finance and Mortgage Broking Management

Delivery Mode: Hybrid

Course Duration: 52 weeks (including holidays)

Funding: Not Applicable

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Course Overview

This qualification reflects management roles in finance and mortgage broking where work is undertaken independently, through an aggregator, or involves managing a workplace team. At this level individuals are expected to apply theoretical knowledge and specialised skills in a range of situations and display initiative and judgement in completing activities. They have autonomy in performing complex technical operations and may be responsible for the work of others within broad but generally well-defined parameters.

Additional Information

Entry Requirements

There are no formal academic prerequisites for this qualification; however, applicants must:

  • Be 18 years or older
  • Possess basic English communication skills
  • Demonstrate capacity for outdoor manual work
  • Have basic numeracy skills for measurements and calculations
  • Participate in an LLN assessment prior to enrolment

Students may also require personal protective equipment (PPE) during practical sessions.

Training is delivered through a blend of:

  • Face-to-face classroom sessions
  • Practical workshops and simulated projects
  • Workplace-style assessments
  • Written tasks and knowledge questions
  • Trainer observations and demonstrations

Assessment methods are designed to reflect real industry tasks and workplace expectations.

Graduates can work in senior and leadership roles within the finance and mortgage broking industry, including:

  • Mortgage Broker
  • Finance Broker / Lending Specialist
  • Mortgage Broking Manager
  • Credit Manager
  • Business Development Manager (Finance)
  • Lending Manager (Bank or Financial Institution)

With experience, graduates may progress to owning or managing a mortgage broking business or senior executive roles in financial services.

Study Pathways
  • Progress to Advanced Diplomas in Finance, Accounting, or Business.

  • Note: Not all pathways are offered at this RTO.

Employment Pathways
  • Career Growth: Designed for those entering or advancing into leadership and management roles within the finance and mortgage broking sector.

  • Professional Independence: Enables individuals to operate independently, work under an aggregator, or lead a broking team.

  • Specialised Expertise: Develops technical skills and theoretical knowledge to handle complex tasks and exercise professional judgement.

  • Leadership Responsibility: Prepares learners to manage their own work and oversee the performance of others within organisational frameworks.

Units of Competency

CodeTitleCore / Elective
FNSCUS511Develop and maintain professional relationships in financial services industryCore
FNSFMB411Prepare loan applications on behalf of clientsCore
FNSFMB412Identify client needs and present broking optionsCore
FNSFMB512Identify and develop credit options for clients with special financial circumstancesCore
FNSFMB513Present credit options to clients with special financial circumstancesCore
FNSFMB514Implement complex loan structuresCore
FNSFMK515Comply with financial services regulation and industry codes of practiceCore
FNSINC411Conduct work according to professional practices in the financial services industryCore
FNSINC514Apply ethical frameworks and principles to make and act upon decisionsCore
FNSRSK511Undertake risk identificationCore
FNSINC513Identify and apply complex ethical decision making to workplace situationsElective
FNSFMB511Implement credit contracts in preparation for settlementElective
BSBLDR523Lead and manage effective workplace relationshipsElective
BSBPEF501Manage personal and professional developmentElective
BSBSUS511Develop workplace policies and procedures for sustainabilityElective

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RTO Code: 91503

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