Make up School Sydney

FNS40821 Certificate IV in Finance and Mortgage Broking

Your Professional Pathway to Becoming a Certified Finance and Mortgage Broker.

COURSE DETAILS

Qualification Code: FNS40821

RTO Code: 91503

Course Name: Certificate IV in Finance and Mortgage Broking

Delivery Mode: Face-to-face training with practical workshop and site-based learning

Course Duration: Typically 6 to 12 months

Funding: Not Applicable

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Course Overview

This qualification is designed to provide students with the practical skills and knowledge required to work in the finance and mortgage broking industry.

The course focuses on developing competencies in loan processing, mortgage broking services, client consultation, and financial product knowledge, preparing students for roles within financial services and lending environments.

Training is delivered through a combination of face-to-face classroom sessions and theory-based assessments, supported by practical activities and real-world scenarios.

This course is suitable for individuals who are looking to start a career in mortgage broking or financial services, or those seeking to formalise and enhance their existing industry knowledge.

This is a nationally recognised qualification under the FNS Financial Services Training Package, delivered in accordance with the Standards for Registered Training Organisations (RTOs) 2015.

Additional Information

Entry Requirements

Students must:

  • Be 18 years or older
  • Provide valid identification
  • Meet Language, Literacy and Numeracy (LLN) requirements
  • Have basic computer and communication skills

Assessment methods may include:

  • Written or online theory assessments
  • Case studies and projects
  • Role plays and simulated client scenarios
  • Practical tasks and presentations

Students must demonstrate competency in all required units.

This course is delivered through:

  • Face-to-face classroom training
  • Online or written theory-based assessments
  • Case studies and simulated financial scenarios

Typical duration: 6 to 12 months

Study mode: Full-time or part-time options may be available

Upon successful completion, students may seek employment as:

  • Mortgage Broker
  • Finance Broker
  • Loan Processor
  • Credit Officer
  • Finance Consultant

Students will develop a range of industry-relevant skills, including:

  • Understanding mortgage products and lending requirements
  • Loan application processing and documentation
  • Client consultation and financial needs analysis
  • Compliance with financial services regulations
  • Risk assessment and responsible lending practices
  • Communication and negotiation skills
  • Customer service in financial environments

Graduates may find employment in:

  • Mortgage broking firms
  • Banks and financial institutions
  • Finance and lending companies
  • Brokerage businesses

After completing this qualification, students may progress to:

  • FNS50322 Diploma of Finance and Mortgage Broking Management
  • Advanced financial services qualifications

📌 Licensing Information

To work as a mortgage broker in Australia, additional requirements may apply, including:

  • Registration with ASIC
  • Credit Representative authorisation
  • Membership with an industry body (e.g., MFAA or FBAA)

Students should check current licensing requirements with the relevant regulatory authorities.

Course Units

CodeTitleCore / Elective
BSBPEF501Manage personal and professional developmentCore
FNSCUS511Develop and maintain professional relationships in financial services industryCore
FNSFMB411Prepare loan applications on behalf of clientsCore
FNSFMB412Identify client needs and present broking optionsCore
FNSFMK515Comply with financial services regulation and industry codes of practiceCore
FNSINC411Conduct work according to professional practices in the financial services industryCore
FNSINC412Apply and maintain knowledge of financial products and servicesCore
BSBESB401Research and develop finance plansElective
BSBOPS304Deliver and monitor a service to customersElective
BSBOPS404Implement customer service strategiesElective
BSBPEF402Develop personal work prioritiesElective
BSBTEC301Design and produce finance documentsElective

Start Your Dream Career Today

Don’t wait to turn your passion into a profession. Join Make Up School Sydney and gain hands-on skills, nationally recognised qualifications, and real industry experience. Enrol now and step confidently into your future career.

Makeup School Sydney (RTO 91503) offers hands-on training in beauty, hair, health, and business from our Rockdale campus to get you job-ready.

RTO Code: 91503

ABN:51 089 307 371